Modules
Overview of the Investment Advisory Industry.
- KM1-Topic 1: Basic economic principles
- KM1-Topic 2: Needs and wants of an entity.
- KM1-Topic 3: Current affairs in the Financial Services Sector.
- KM1-Topic 4: Changing nature of the financial services industry and its consumers.
- KM1-Topic 5: Risk in a Financial Services environment.
Regulatory Requirements for advising clients regarding insurance and investments
- KM2-Topic 1: Principles of ethics.
- KM2-Topic 2: FAIS (Act 37 of 2002)
- KM2-Topic 3: Money laundering legislation.
- KM2-Topic 4: Promotion of Access to Information Act, 2 of 2002 and the Electronic Transactions and Communications Act, 25 of 2002.
- KM2-Topic 5: Protection of Personal Information Act 2020-21
Module 2: Advice to Clients
Module 1 must be completed before enrolling for this Module
R 5 650.00 each
Modules
Advice to Clients.
- Topic 1: Different products.
- Topic 2: Long-Term Assurance Act.
- Topic 3: Disability Assurance.
- Topic 4: Control of fraud.
- Topic 5: Role of actuaries, underwriters.
- Topic 6: Explain trends and issues.
Module 3: Analyse Client Needs
Module 2 must be completed before enrolling for this Module
R 5 650.00 each
Modules
Analyse Client Needs
- Topic 1: Business Assurance.
- Topic 2: Dread Disease.
- Topic 3: Asset Classes.
- Topic 4: Scenario Planning.
- Topic 5: Financial Risk Assessment.
Module 4: Evaluate long-term options
Module 3 must be completed before enrolling for this Module
R 5 650.00 each
Modules
Evaluate Long-term Options
- Topic 1: Risk in Long-Term Products.
- Topic 2: Researched Trend.
- Topic 3: Structured Long-Term Products.
- Topic 4: Wealth Preservation.
Module 5: Recommend and Implement
Module 4 must be completed before enrolling for this Module
R 5 650.00 each
Modules
Recomend and Implement
- Topic 1: Informed Decision.
- Topic 2: Law of Contract.
- Topic 3: Business Assurance.
- Topic 4: Estate Planning