Untitled 11

You will receive:

  • A 75 page Study Guide in digital format, this document is a extract out of our regulatory exam study guide. Which is also available for purchase from our site.

Unit 1: Treating Customers Fairly (TCF)

  • The structural model to deliver TCF;
  • The six fairness outcomes of TCF;
  • TCF and the product life cycle;
  • The Ultimate desired outcomes of TCF.

Unit 2: Retail Distribution Review (RDR)

  • The purpose of the Retail Distribution Review (RDR);
  • The implementation of RDR;
  • The types of Advisors post RDR;
  • The remuneration of the Advisor;
  • Equivalence of reward;
  • Consumer awareness;
  • International Advisor Remuneration Models;
  • Scaling and surviving Twin Peaks;
  • The update on Advisory Category and Phase 1 proposals.

Unit 3: Protection of Private Information (POPI) Introduction